Policy Number: E6.0
Policy Name: Policy on Faculty Rank and Promotion
Scope: All RIT Faculty
I. Faculty Responsibilities, Classifications and Ranks
Faculty responsibilities are divided into the following three categories: (a) teaching; (b) scholarship; and (c) service, as defined in E4.0 Faculty Employment Policies. The balance among these responsibilities varies by classification and rank. The table below lists all faculty classifications and ranks that may exist at the university. In certain, very unusual circumstances, the provost may approve a faculty rank preceded by “distinguished” for a person widely recognized for his/her knowledge and expertise.
Classification |
Ranks |
Tenure-track faculty |
Instructor*, Assistant Professor, Associate Professor, and Professor** |
Non-tenure track: Lecturers |
Lecturer, Senior Lecturer, and Principal Lecturer |
Non-tenure track: Research faculty |
Assistant Research Professor, Associate Research Professor, and Research Professor |
Non-tenure track: Visiting faculty |
Visiting Lecturer, Visiting Assistant Professor, Visiting Associate Professor, and Visiting Professor |
Non-tenure track: Clinical faculty |
Clinical Instructor, Assistant Clinical Professor, Associate Clinical Professor, and Clinical Professor |
Non-tenure track (temporary): Adjunct faculty |
Adjunct Professor |
Non-tenure track: Emeritus/emerita faculty |
Title granted to permanent faculty at time of retirement if awarded emeritus status |
*No new tenure-track faculty will be hired into the rank of instructor.
**In this policy, "Professor" means a faculty member with the rank of professor.
II. Promotion of Tenure-track Faculty
Each college faculty shall develop, approve, and publish its own promotion policy and criteria, including qualities and achievements as well as acceptable forms of evidence and documentation based on the general criteria in E4.0 and this policy. College-level policies and criteria may be more but not less stringent than, and must be consistent with this policy and E4.0. In addition, the college's schedule for promotion must be consistent with the schedule in E6.0.D.5, and the “Dates for Faculty Actions and Academic Ceremonies” as distributed by the Provost’s Office.
The basis for the promotion of an Associate Professor to Professor is effectiveness of teaching, the quality and scope of scholarship, and service including the leadership in or contributions to professional activities on and off campus.
Since receiving tenure and promotion from Assistant Professor to Associate Professor, candidates shall be judged in terms of whether they have an established record that indicates continued growth, development and accomplishment in teaching; research, scholarship or creative work; and service including leadership, as described in E4.0 Faculty Employment Policies. Candidates for promotion shall be judged in terms of whether they have a record that is deemed excellent overall.
Each college will have a procedure to ensure that it recommends to the provost either approval or denial of promotion to professor.
A candidate may be nominated for promotion in any one of the following ways:
- The department chair shall evaluate the rank status of each faculty member at least every two years at the time of annual review and may nominate a candidate for promotion.
- A Professor eligible to serve on the promotion committee (see E6.0.II.D.3) may nominate a candidate for promotion.
- A tenured faculty member may nominate him/her-self for promotion.
The department chair shall notify the faculty member in writing of his or her nomination for promotion or of the receipt of the self-nomination.
4. Documentation
- Documentation shall include the following: all agreements relating to the faculty member's conditions of employment; annual reviews and evaluations since the faculty member’s last promotion; documentation related to the faculty member's teaching performance, academic and professional qualifications, scholarship, and service; and such other information as the faculty and administration of a given college shall deem appropriate. The candidate may also include letters of support.
- Letters of recommendation internal and external to the university:
- Internal Letters: The Promotion Committee chair shall seek letters from all tenured Professors in the candidate’s department and require a letter from the candidate’s department head. Each letter must have a clear statement recommending for or against the promotion of the candidate.
- External Letters: The Promotion Committee chair shall seek letters from a minimum of four external reviewers. The chair should strive to seek two reviews from individuals recommended by the candidate and two reviews from individuals recommended by the candidate’s department chair (or the dean in cases where the department chair is nominated for promotion). In all cases, the reviewers should have fields of study within the candidate’s expertise and shall have no conflicts of interest with the candidate. Reviewers should be asked to comment on the overall quality of the candidate’s work.
- Handling of Letters: In order to assure that recommendations are completely candid and accurate, all letters of recommendations for or against the awarding of promotion shall remain confidential and will not be made available to the candidate.
- A promotion candidate will provide materials and other documentation to an office as specified in the college’s promotion policy. Each college will establish its own dates for receiving materials from a promotion candidate that are consistent with the university’s dates noted on the “Dates of Faculty Actions and Academic Ceremonies” which is distributed by the Provost’s Office.
- The documentation for each promotion candidate with a tenure-track appointment shall be maintained by the Office of the Dean of that faculty member's college and access to it shall be governed by the university's policy on "Access to Official Professional Staff Files" (E31.0).
To form a promotion recommendation, the provost may call upon the department chair, the college promotion committee, or the dean for clarification or additional information and may meet with any of them to reconcile opposing views. The provost may convene the chairs of each of the college promotion committees when:
The group will relate its findings in writing to the provost. When satisfied on all points, the provost shall make the final recommendation to the president that considers all prior recommendations received.
6. Granting or Denial of Promotion
III. Rank and Responsibilities of Non-Tenure-Track Faculty
A non-tenure-track faculty member is an employee of the university engaged in research or in teaching credit courses, non-credit courses, or special courses typically under the auspices of one of the colleges, whether full-time or less than full-time. A non-tenure-track faculty member is employed for a specific period of time and the university is not committed to provide employment beyond the time specified. Appointment to any of the non-tenure-track classifications presented in this policy does not qualify a person for consideration for tenure or other privileges accorded to tenure-track faculty.
The non-tenure-track teaching faculty category of lecturer is generally used in situations carefully tailored to university programmatic needs. Lecturer positions normally should not be created out of previously tenure-track positions. Lecturer ranks may be assigned to those whose talents and experience would give reasonable assurance of qualifying for consideration for a position as a teacher.
- Individuals appointed in the category of lecturer have teaching as their primary responsibility.
- Ranks of lecturer include: Lecturer, Senior Lecturer, and Principal Lecturer.
(bb) After the initial year of hire, any lecturer on a one-year contract must be notified whether the appointment is to be renewed by June 30.
(cc) After three consecutive years of annual appointments, a lecturer may receive a two-year contract, which may be renewed at the sole discretion of the university. If no notice of renewal is given, the contract ends at the end of the two-year period. If the two-year contract will be renewed, notice of the renewal shall be given by June 30 of the first year. The offer of a two-year contract does not guarantee subsequent two-year contracts. Continued employment and subsequent two-year contracts shall be conditional upon satisfactory annual performance, projected departmental needs and/or college resources, and compliance with RIT policies and procedures. Any notice of non-renewal or offer of a subsequent contract of less than two years shall be given by June 30.
In addition to teaching students, a senior lecturer will engage in department or college level service activities. A senior lecturer may be asked to participate in service activities at the university level. A senior lecturer is not expected to conduct scholarship.
Contracts: A senior lecturer will receive a three-year contract, which may be renewed at the sole discretion of the university. If no notice of renewal is given, the contract ends at the end of the three-year period. If the three-year contract will be renewed, notice of the renewal shall be given by June 30 of the second year of the three-year contract. The offer of a three-year contract does not guarantee subsequent three-year contracts. Continued employment and subsequent three-year contracts shall be conditional upon satisfactory annual performance, projected departmental needs and/or college resources, and compliance with RIT policies and procedures. If a subsequent three-year contract cannot be supported, a senior lecturer may be offered a contract of less than three-year duration, but would nevertheless retain the rank of senior lecturer. Any notice of non-renewal or offer of a subsequent contract of less than three years shall be given by June 30 of the second year of the three-year contract.
Nominations for promotion of a candidate to senior or principal lecturer may be initiated by the department chair, tenured faculty, non-tenure-track faculty senior to the candidate’s present rank, or by the candidate. Moving the nomination forward is based upon departmental needs and available resources.
- Promotion Committee
The Promotion Committee will be established and have the responsibilities as described in E6.0.II and the college procedures shall ensure the committee membership will include a non-tenure-track lecturer senior to the candidate's present rank for evaluation of the non-tenure-track lecturer if one exists within the college. The Promotion Committee will review the candidate based on the promotion criteria of the university as outlined in this policy and those of the college; the candidate’s documentation; and all written letters of review or evaluation. The Promotion Committee shall follow the voting guidelines set forth in E6.0.II.c and shall forward its recommendation to the dean of the college.
Promotion to the rank of senior lecturer is based on meeting promotion criteria and on demonstrated evidence of outstanding teaching and successful performance of other duties as assigned and appropriate to the faculty member’s rank.
To form a promotion recommendation, the provost may call upon the department chair, the college promotion committee, or the dean for clarification or additional information and may meet with any of them to reconcile opposing views. The provost may convene the chairs of each of the college promotion committees when:
The group will relate its findings in writing to the provost. When satisfied on all points, the provost shall make the final recommendation to the president that considers all prior recommendations received.
Promotion to principal lecturer is based on meeting promotion criteria and on demonstrated evidence of outstanding teaching, service, and successful performance of other duties as assigned and where appropriate. Department- and college-level service is expected. Additional service to the candidate’s professional community and the community at large is also considered.
To form a promotion recommendation, the provost may call upon the department chair, the college promotion committee, or the dean for clarification or additional information and may meet with any of them to reconcile opposing views. The provost may convene the chairs of each of the college promotion committees when:
The group will relate its findings in writing to the provost. When satisfied on all points, the provost shall make the final recommendation to the president that considers all prior recommendations received.
The granting or denial of promotion shall follow the same process outlined for promotion to Professor found in E6.2.c(6).
V. Rank and Responsibilities for Non-Tenure-Track Research Faculty
The rank of Assistant Research Professor, Associate Research Professor, and Research Professor may be assigned to individuals who secure the funding necessary to establish, support, and lead research programs that will enhance the education of RIT students.
Those faculty with non-tenure-track research faculty classification will hold an appointment with an RIT academic department. Qualifications for the position include research expertise, a peer-reviewed publication record, achievement of externally funded grants and contracts, demonstrated collaborative research, and the ability to mentor students. Assignment of research faculty rank will be determined through consideration of the individual's qualifications listed above and credentials such as degrees earned, current rank, and professional expertise. Continuation of the appointment is subject to the university's commitment to the appointee's research and the availability of external funding.
Because the research faculty ranks are assigned to individuals who secure the funding necessary to support research programs, external funds sufficient to cover the faculty member's salary and benefits must be available in a budget dedicated to the research faculty position.
Appointment to this classification does not qualify one for consideration for tenure or other privileges accorded to tenured and tenure-track faculty (see E5.0). Policies regarding tenure-track faculty who are appointed to research faculty positions prior to earning tenure are located in E5.0-Policies on Tenure.
Research faculty usually do not do service, nor are they required to teach; however, they must take a major role in the enhancement of students’ education in one or more of the following ways: (1) supervise undergraduate research and/or thesis projects; (2) serve as principal advisor to doctoral and/or masters students; (3) serve on committees for doctoral and/or masters students or, (4) engage as non-voting participants in curricular decisions.
Research faculty plans of work are to be assessed annually to ensure the education of students is reflected as a top priority. If the need arises, the department head can ask a research faculty member to teach or do service. In that case, the faculty member’s contract must specify the term of service and duties.
The portfolio for promotion shall focus primarily on the candidate’s research expertise with examples of how s/he has enhanced the education of RIT students and advanced the field in which s/he is engaged through peer-reviewed publications. The portfolio will also include documentation of the candidate’s efforts to develop professionally as well as evidence of other areas of activity that have been included in the candidate’s plan of work and as required for eligibility for promotion. The portfolio shall include all administrative reviews for the specified time period.
VI. Definitions for Other Non-Tenure-Track Faculty Ranks
This title is usually limited to practitioners who are assigned regular and continuing responsibilities in a clinical setting in institutions with a formal affiliate relationship with the university.
This is a category of temporary, part-time employment as defined in E1.0 Employee Classification and Status. This title may be assigned to those with significant experience in a field that qualifies them to teach specific course(s).
This title recognizes meritorious service to the university by an individual professor in terms of teaching, scholarship, and service to the university. A tenured Professor or associate professor who retires in good standing or who retires in good standing but continues to teach may be granted the title of professor emeritus/emerita. The title may also be given to Professors who have left for another institution but are still working full time. Recommendation as to the award of the emeritus/emerita title are initiated by the dean and directed to the provost and to the president for final action. In special circumstances, the provost may ask the college (of the candidate) promotion committee to evaluate the request to award the title of “emeritus/emerita” to the faculty member. Professors emeriti/emerita may retain privileges as agreed upon by the college and the university.
Responsible Office: Academic Senate and Office of the Provost and Senior Vice President for Academic Affairs. Inquires may be directed to:
Academic Senate – asenate@rit.edu
Office of the Provost – academicaffairs@rit.edu
Effective Date: Approved June 22, 1959
Policy History:
Revised May 2008
Revised May 2009
Revised May 2010
Revised April 5, 2012
Revised April 18, 2013